ORE OFFICE USE ONLY

ORE #_______________

APPLICATION FOR ETHICS REVIEW OF RESEARCH INVOLVING HUMAN PARTICIPANTS

Please remember to PRINT AND SIGN the form, and forward TWO copies to the Office of Research Ethics, Needles Hall, Room 1024, with all attachments.


A. GENERAL INFORMATION

1. Title of Project: Library Web Site Survey

2. a) Principal and Co-Investigator(s)    
Name Department Ext: e-mail:

Christy Branston (administration) Library 2891 cbransto@library.uwaterloo.ca 

Helena Calogeridis (administration) Library 2611 hcaloger@library.uwaterloo.ca 

Marina Wan (administration) Library 2446 mlmwan@library.uwaterloo.ca 

Dan Sich (administration) Library 3214  

Sandra Keys () Library 2279  

2. b) Collaborator(s)
Name Department Ext: e-mail:

Linda Hastings Library 2659 lhasting@library.uwaterloo.ca

Esther Millar 6992 ermillar@library.uwaterloo.ca

Rachel Caldwell Library 7132 rcaldwel@library.uwaterloo.ca

3. Faculty Supervisor(s)
Name Department Ext: e-mail:

4. Student Investigator(s)
Name Department Ext: e-mail: Local Phone #:


5. Level of Project:     Other    Library Research            Specify Course:

Research Project/Course Status:

 6. Funding Status:    

Is this project currently funded? No

  • If No, is funding being sought OR if Yes, is additional funding being sought? No
  • Period of Funding:

7. Is this research a multi-center study?  No
If Yes, what other institutions are involved:
                    

8.  Has this proposal been submitted to any other Research Ethics Board/Institutional Review Board?  No

9. For Undergraduate and Graduate Research: 

Has this proposal received approval of a Department Committee?      NA

10. a) Indicate the anticipated commencement date for this project:   3/1/2005
 

      b) Indicate the anticipated completion date for this project:  12/31/2005


B. SUMMARY OF PROPOSED RESEARCH

1. Purpose and Rationale for Proposed Research

a. Briefly describe the purpose (objectives) and rationale of the proposed project and include any hypothesis(es)/research questions to be investigated. Where available, provide a copy of a research proposal:
The Library is in the process of redesigning our web site to meet the requirements of the UW common look and feel. We would like to survey our users via a web form throughout the redesign process in order to get feedback from our users to help us develop a web site that meets the needs of the user. We would like to post a survey on our current homepage from the present to September 2005. In September we would like to launch our newly designed site and then change the preamble of the survey, but continue to post the same survey questions on our web site from September - December 2005.

b. In lay language, provide a one paragraph (approximately 100 words) summary of the project including purpose and basic methods:
A web survey on the Library's web site will help the library to develop the most appropriate web site to meet the needs of our users. The web survey will be designed using the software provided by IST. The survey will run from the present until September 2005. In September, there will be slight changes made to the survey preamble, but the questions will remain the same and the survey will continue until December 2005.


C. DETAILS OF STUDY

1. Methodology/Procedures

a. Which of the following procedures will be used? Provide a copy of all materials to be used in this study.

Computer-administered task(s) or survey(s)    None  are standardized.
Survey - web

b. Provide a brief, sequential description of the procedures to be used in this study:    
The web survey will be posted as soon as possible. It will run until September 2005. In September, the new web site will be launched and the survey preamble will change, but the survey will continue to run until December 2005.

c. Will this study involve the administration of any drugs? No

2. Participants Involved in the Study

a. Indicate who will be recruited as potential participants in this study.
UW Participants:
   Undergraduate students
Graduate students
Faculty and/or Staff

Non-UW Participants:
   Members of the general public who use the web site

b. Describe the potential participants in this study including group affiliation, gender, age range and any other special characteristics. If only one gender is to be recruited, provide a justification for this:

The survey will be accessible to anyone who visits the Library's web site. We will not be restricting responses or requiring a login to complete the survey.

c. How many participants are expected to be involved in this study? We are not restricting the number of responses to the survey.

3. Recruitment Process and Study Location

a. From what source(s) will the potential participants be recruited? 
Other UW sources: Library Web site

b. Describe how and by whom the potential participants will be recruited. Provide a copy of any materials to be used for recruitment (e.g. posters(s), flyers, advertisement(s), letter(s), telephone script):
There will be a link on the Library's web site asking for users to participate in the survey. The link will say: "Help us improve the Library's website".

c. Where will the study take place?      On campus: virtual - on the web     Off campus: virtual - on the web

4. Compensation of Participants
Will participants receive compensation (financial or otherwise) for participation?      No

5. Feedback to Participants

Briefly describe the plans for provision of feedback.  Where feasible, a letter of appreciation should be provided to participants. This also should include details about the purpose and predictions of the study, and if possible, an executive summary of the study outcomes.  Provide a copy of the feedback letter to be used.

Once the survey is submitted, the respondent will receive the following message:









Thank you for your feedback. The Library hopes to improve the usability of its web site from the feedback obtained from this survey. Your response is appreciated.


D. POTENTIAL BENEFITS FROM THE STUDY

1. Identify and describe any known or anticipated direct benefits to the participants from their involvement in the project:
 
By receiving feedback from our users, the potential benefit of this survey is the general improvement of the Library's web site.

2. Identify and describe any known or anticipated benefits to the scientific community/society from this study:
The Library's web site is freely accessible to anyone. An improved web site would help all users.


E. POTENTIAL RISKS TO PARTICIPANTS FROM THE STUDY

1. For each procedure used in this study, describe any known or anticipated risks/stressors to the participants. Consider physiological, psychological, emotional, social etc. risks/stressors.

No known or anticipated risks
Users are anonymous.


2. Describe the procedures or safeguards in place to protect the physical and psychological health of the participants in light of the risks/stresses identified in E1:
Users are anonymous.


F. INFORMED CONSENT PROCESS

Researchers are advised to review the Sample Materials section of the ORE website

1. What process will be used to inform the potential participants about the study details and to obtain their consent for participation?
Survey participants will be anonymous and the submission of the form is completely voluntary. All questions are optional and the form can be submitted with or without answering particular questions.

2. If written consent cannot/will not be obtained from the potential participants, provide a justification for this.
Survey participants will be anonymous

3. Does this study involve persons who cannot give their own consent (e.g. minors)? No


G. ANONYMITY OF PARTICIPANTS AND CONFIDENTIALITY OF DATA

1. Describe the procedures to be used to ensure anonymity of participants and confidentiality of data both during the research and in the release of the findings.
We will not be requiring a login nor will we be asking for pariticpants names, therefore, the participants will not be identifiable.

2. Describe the procedures for securing written records, video/audio tapes, questionnaires and recordings.
The responses will be collected and stored on a secure surver requiring login authentication.

3. Indicate how long the data will be securely stored and the method to be used for final disposition of the data.
Electronic Data
      Erasing of electronic data after 2 year(s).
Location: UW pole & library servers.

4. Are there conditions under which anonymity of participants or confidentiality of data cannot be guaranteed?     No


H. DECEPTION 

1. Will this study involve the use of deception?     No

Researchers must ensure that all supporting materials/documentation for their applications are submitted with the signed, hard copies of the ORE form 101/101A. Note that materials shown below in bold are required as part of the ORE application package. The inclusion of other materials depends on the specific type of projects. 

Researchers are advised to review the Sample Materials section of the ORE web site: http://www.research.uwaterloo.ca/ethics/human/informed_consent.asp

Please check below all appendices that are attached as part of your application package:

- Information/Cover Letter(s)*. Used in studies involving surveys or questionnaires. 
- Data Collection Materials: A copy of all survey(s), questionnaire(s), interview questions, interview themes/sample questions for open-ended interviews, focus group questions, or any standardized tests.
- Feedback letter *

* Refer to requirements for content under Elements for Information Letters and Consent Forms, including suggested wording:
http://www.research.uwaterloo.ca/ethics/human/samples/ElementsInfoLtrConsentForm1.htm

Please note the submission of incomplete packages may result in delays in receiving full ethics clearance.
We suggest reviewing your application with the Checklist For Ethics Review of Human Research Applications 
to minimize any required revisions and avoid common errors/omissions.
http://www.research.uwaterloo.ca/ethics/form101/checklist.htm




INVESTIGATORS' AGREEMENT

I have read the Office of Research Ethics Guidelines for Research with Human Participants and agree to comply with the conditions outlined in the Guidelines. In the case of student research, as Faculty Supervisor, my signature indicates that I have read and approved the application and proposal and deem the project to be valid and worthwhile, and agree to provide the necessary supervision of the student.
_____________________________________
Signature of Faculty Investigator/Supervisor
 _________________________
Date
____________________________________
Signature of Student Investigator
 _________________________
Date


FOR OFFICE OF RESEARCH ETHICS USE ONLY:



_____________________________
Susan E. Sykes, Ph.D., C. Psych.
Director, Office of Research Ethics
OR
Susanne Santi, M.Math
Manager, Office of Research Ethics
_________________________
 Date

 ORE 101
 Revised August 2003


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